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Page also exchanged emails with numerous potential buyers in which he confirmed the precision from the general performance numbers in the marketing materials.
From Oct 2017 until finally Oct 2018, the AWC Letter carries on, Mr. Page distributed advertising and marketing materials that contained materially inaccurate info “to in excess of two dozen potential buyers.” Moreover, he allegedly “exchanged e-mail with many prospective investors in which he affirmed the accuracy of the Learn Fund’s overall performance benefits as set forth inside the Feeder Fund’s advertising supplies.” FINRA states that buyers during the Feeder Fund created “7 distinct investments… totaling roughly $1.
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His comprehensive market information and skill to navigate various issues make him a sought-immediately after advisor.
Blakely is usually a Principal at JM Lookup and also a member in the Agency’s Economic Products and services Practice. Blakely provides over thirty yrs of encounter advising clients inside the monetary solutions and asset administration sectors. He has constructed a solid track record for his deep understanding of the Personal Equity Room and his capability to safe strategic and capital chances that gasoline business enterprise growth.
Page expressed enthusiasm about his new purpose, stating, "I'm thrilled to generally be the founder Spouting Rock Economic Associates and add to its distinguished legacy. Alongside one another, we will go on to innovate and provide our consumers with exceptional economic solutions."
If you more info or another person you realize has or experienced a brokerage account with Blakely Page and also have fears relating to losses in the investments or attainable revenue follow violations which include fraud, you might be entitled to Get well misplaced resources.
I only article individual goods 1x per year and it’s often on Memorial Day. Make sure you have a second to thank and honor our servicemen and servicewomen… Favored by Blakely Page
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Page confirmed the number’s accuracy In spite of getting information and facts that called the precision of your figures into problem. Consequently, Page violated FINRA Rule 2010.
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